U.S. Securities And Exchange Commission
Recent News About U.S. Securities And Exchange Commission
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Aetna stockholder seeks to enjoin transaction with CVS Health Corp.
PHILADELPHIA – An Aetna stockholder claims that the company issued a registration statement that omits information stockholders need regarding a proposed transaction. -
Stockholder claims Aetna statement omits information regarding proposed transaction
PHILADELPHIA – An Aetna stock owner is seeking to enjoin a proposed transaction between the company and CVS Health Corp. -
SEC files suit against Wayne man over investment advisory fraud allegations
PHILADELPHIA – A federal agency alleges a Wayne resident engaged in fraudulent securities offering and investment advisory fraud. -
Calgon Carbon Corp. stock owner seeks to enjoin merger with Kuraray Co.
PITTSBURGH – A Calgon Carbon Corp. stock owner is seeking to enjoin the company from proceeding with a merger until more information is disclosed. -
Stock owner claims Calgon Carbon Corp. filed false and misleading proxy statement
PITTSBURGH – A stock owner of Moon Township's Calgon Carbon Corp. alleges a proxy statement filed in a proposed acquisition omits information. -
Elev3n LLC accuses Vanbex Group of conversion
PHILADELPHIA – A Philadelphia company alleges that a Canadian business has been enriched at its expense. -
U.S. Steel Corp. stockholder alleges proxy statement contained false statements
PITTSBURGH – A stockholder of U.S. Steel Corp. alleges that its directors breached their fiduciary duty and violated securities laws. -
SEC announces Pa. 'pay-to-play' settlement
WASHINGTON – The United States Securities and Exchange Commission has announced nine settled enforcement actions involving private equity, venture capital and hedge fund sponsors accused of violating the pay-to-play rule - one of which donated to a Pennsylvania candidate -
SEC settles action with investment firm for $300,000
PHILADELPHIA — The Securities Exchange Commission (SEC) on July 14 settled an action against RiverFront Investment Group of Richmond, Va. -
Woman files complaint in bid to halt Silicon Valley stockholder meeting
PHILADELPHIA – A stockholder has filed a lawsuit in an attempt to stop a Silicon Valley stockholder meeting, claiming that the planned proposal at the meeting would violate SEC regulations. -
Credit card fraud specialists accused of using sales data to purchase stock
PHILADELPHIA - The U.S. Securities and Exchange Commission filed a lawsuit against two former credit card company employees on Jan. 21 over allegations that they were involved in insider trading. -
Aluminum maker settles derivative lawsuit over federal corruption investigation
PITTSBURGH - Management at Alcoa World Alumina LLC, a majority-owned and controlled global alumina sales -
Delaware executive charged by federal authorities in Pa. with insider trading relating to eBay acquisition
Federal authorities in Pennsylvania have charged a Delaware man with -
Litigation Dept. head at Morgan Lewis & Bockius chosen as Phila. firm’s new chair
The Philadelphia-based law firm of Morgan Lewis & Bockius announced -
Experienced Phila. litigator appointed to three-year-term on Pa. Board of Law Examiners
A veteran Philadelphia litigator with substantial experience in commercial and -
SEC charges Harrisburg with making fraudulent and misleading public statements
The U.S. Securities and Exchange Commission earlier this week charged Pennsylvania’s capitol city with making fraudulent and misleading public statements in the midst of financial hardship.