U.S. Securities And Exchange Commission
State Government: Agencies/Departments/Divisions | State Boards & Commissions
Recent News About U.S. Securities And Exchange Commission
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Archer Welcomes Two New Associates
Archer Welcomes Two New Associates. -
Suit: Renewable Energy failed to disclose proper info in SEC filing regarding merger with Chevron
PHILADELPHIA — A Renewable Stock Energy stockholder alleges the company's board failed to disclose proper information with the Securities and Exchange Commission (SEC) regarding its merger with Chevron. -
Plaintiff voluntarily dismisses suit against MMA Capital Holdings which alleged proposed merger's improper practices
PHILADELPHIA – A lawsuit against MMA Capital Holdings, Inc. and its Board of Directors, which claimed the defendants withheld key information about a proposed merger between itself and two other corporations, has been voluntarily dismissed. -
Eckert Seamans Welcomes Alaina Wartman
Eckert Seamans Welcomes Alaina Wartman. -
Improper service may lead to dismissal of lawsuit against MMA Capital Holdings, concerning corporate merger
PHILADELPHIA – A lawsuit against MMA Capital Holdings, Inc. and its Board of Directors, which claimed the defendants withheld key information about a proposed merger between itself and two other corporations, may be dismissed by a federal judge if the defendants aren’t provided proper service of the complaint. -
Financial firm will face claims from investors, like Lehigh University, that it mismanaged hedge funds during pandemic
NEW YORK – A federal judge has ruled that a German financial services company will face claims from investors that it wrongly administered hedge funds which took billions of dollars in losses, at the start of the COVID-19 pandemic in 2020. -
Stockholder alleges stamps.com CEO, board failed to disclose merger information in proxy statement
PHILADEPHIA — A stamps.com stockholder is alleging the company's CEO and board members failed to disclose pertinent merger information in a proxy statement. -
MMA Capital stockholder says company and board omitted key information from merger proposal
PHILADELPHIA – A stockholder in MMA Capital Holdings, Inc. has brought suit against the company and its Board of Directors, claiming the defendants withheld key information about a proposed merger between itself and two other corporations. -
ARMSTRONG TEASDALE: Armstrong Teasdale Attorneys Named Among Pennsylvania Super Lawyers®, Rising Stars
Armstrong Teasdale announces that 10 attorneys have been named to the 2021 Pennsylvania Super Lawyers® and Rising Stars lists. -
U.S. District Court for the Eastern District of Pennsylvania: Actions Taken on May 4
The U.S. District Court for the Eastern District of Pennsylvania reported the following activity on May 4 in the suits below: -
May 4: U.S. District Court for the Eastern District of Pennsylvania docket for "securities/commodities" cases
The following cases categorized as "securities/commodities" were on the docket in the U.S. District Court for the Eastern District of Pennsylvania on May 4. All case details are allegations only and should not be taken as fact: -
Case activity for Securities and Exchange Commission vs Michael A. Liberty on May 4
The U.S. District Court for the Eastern District of Pennsylvania reported the following activities in the suit brought by Securities and Exchange Commission against John R. Regan, Keystone V Management Co. Inc., Keystone V Partners L.P., Keystone Venture Management Holdings Inc., Kieran J. Dale, Michael A. Liberty and Peter E. Ligeti on May 4. -
Plaintiff who filed Securities Exchange Act lawsuit against Nielsen has dropped his case, filed other actions
PHILADELPHIA – After a Nielsen Holdings shareholder claimed that the recent $2.7 billion acquisition of its Global Connect service by Advent International Corporation violated the Securities Exchange Act of 1934, the plaintiff chose to discontinue the case before the defendants could answer the litigation. -
Nielsen shareholder alleges $2.7B services acquisition violates Securities Exchange Act
PHILADELPHIA – A Nielsen Holdings shareholder claims that the recent $2.7 billion acquisition of its Global Connect service by Advent International Corporation violates the Securities Exchange Act of 1934. -
Conshohocken company accused of Ponzi scheme also faces $22M arbitration award
PHILADELPHIA – A New Mexico mineral company is seeking confirmation of a multimillion-dollar arbitration award against a Pennsylvania investment group owned by a woman arrested by the FBI and charged with running a Ponzi scheme. -
Pa. case concerning coin collection sale stayed while New York issues play out
PHILADELPHIA – A federal judge has ruled that a lawsuit concerning a dispute over ownership and sale of a valuable coin collection is stayed, while concurrent court matters relating to it are adjudicated in a New York federal court. -
City of Philadelphia sues financial institutions for 'billions' in alleged overcharging on bond interest rates
PHILADELPHIA – The City of Philadelphia has filed an antitrust class-action lawsuit in a New York federal court last week, charging seven prominent financial institutions with conspiracy in forcing it and other municipal borrowers to pay steep sums of interest on variable-rate bonds over an eight-year period spanning 2008 to 2016. -
DRINKER BIDDLE: Drinker Biddle Celebrates New Partner Class Reflecting Firm’s Ongoing Commitment to Gender Equity
Drinker Biddle & Reath LLP is pleased to announce the election of nine new partners, representing four of the firm’s offices and six practices. -
Trial lawyers find unusual allies in fight against arbitration: Conservative state treasurers
WASHINGTON (Legal Newsline) - Class action lawyers who see arbitration as a mortal threat to their business have found unlikely allies among some of the nation’s most conservative state officials. -
SEC accuses former Ocwen vice president of insider trading
PHILADELPHIA — The Securities and Exchange Commission is suing a former vice president of Ocwen, citing alleged fraud.